1 AIT Asian Institute of Technology

The informal sector participant's access to welfare and non-welfare services -- a focus on the slum in Bangkok

AuthorSomboon Sungoonshorn
Call NumberAIT Diss. no. HS-01-02
Subject(s)Human services--Thailand--Bangkok

NoteA dissertation submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy, School of Environment, Resources and Development
PublisherAsian Institute of Technology
Series StatementDissertation ; no. HS-01-02
AbstractThis study is based on an investigation of IS participants living in Bangkok slums for knowing if they have adequate access to the needed services or not. Specifically, the study seeks to investigate if access to the services is hampered or obstructed by any policies, management measures, official procedures, of government agencies or public private institutions or even because of the beneficiaries themselves. Also included in the objective of the study is to find an effective channel to provide the needed services. In view of the resource constraint, the field research study was limited to three slums communities of Bangkok to study. Also, the study focussed on two major types of services: the so-called welfare and non-welfare service needs of the poor. The focus on the welfare services (WS) and non-welfare services (NWS) was rationalized on their respective role to improve quality of life and productive capacity of the poor. This focus is also justified by the fact that basic urban services such as water and electricity are now accessible to the most slum communities in Bangkok. The survey was conducted by interviewing 210 household heads, selected through multi-stage sampling and systematic random sampling (SRS) techniques. The findings suggest that most of slum dwellers are engaged in IS activities (79.05 %) and are of poor socio-economic conditions: low education, precarious employment and low income. Comparative data on socio-economic conditions show that IS participants' conditions are much poorer than their counterparts in the formal sector even though both groups live in similar congested areas and slum conditions. Field observation as well as survey data confirm interlocking of poverty, slum and informal sector. This interlocking existence of poverty, slum living, and reliance on informal livelihoods calls for public policy and actions targeting on three facets to relieve human deprivations in the urban environment. Welfare and non-welfare services are taken up for in-depth investigation in the study because of their widely agreed role in alleviating this interlocking existence of human deprivations. The central research issue for the study has been the problems of access to the welfare services (health, education and moral and spiritual development) and non-welfare services (training, credits and labour/product market information) because of the fact that the relevant literature and initial field research suggest that the urban poor working in the IS can hardly gain access to any of these services. Indeed differentiation of access exists in favour of those who have FS employment. The investigation reveals that mere making services and facilities available, making them visible with building signs, etc. within walking distance or connected by suitable mode of transportation (e.g., bus) are not enough in ensuring poor's access to the studied services. The findings suggest that the problem of access occur mainly due to some constraints operating both on the demand and supply sides of services. The demand constraints (factors related with the intended beneficiaries' characteristics in this instance these are poor IS participants) arise from intended beneficiaries' (a) lack of knowledge and awareness on the needs, (b) unfamiliarity with the methods of obtaining the services, ( c) submissive attitudes (e.g., fear of authorities), (d) low degree of self-confidence in expecting and asking for the needed services, (e) lack of communication skills, and (f) low level of income and affordability. On the lV supply side (the service providers/institutions/operations - problem arises from (a) rigidity in procedures, (b) lack of coordination among service rendering agencies, (c) lack of information dissemination, (d) lack of bureaucratic accountability, and (e) inefficiency in service delivery. The investigation shows problems both on the supply side (service providing agencies) and demand side (service recipients, i.e., IS participants). On the supply side, there is the need to improve official publicity and dissemination of the available services, to induce people to participate in the service delivery, to provide flexibility in service delivery and responding to people's real need, better identification of those who need the service (i.e., would be beneficiaries or target groups), simplification of government procedures for service utilization, better coordination among government agencies concerned and the provision of integrated or packaged services. On the beneficiaries' side, the study's findings include the need to raise consciousness of the service recipients so that they would see the value of different services in improving their lives. Training, guidance, counseling and any other proddings to clearly see the benefits of the services will make a lot of difference. The beneficiaries' participation in service demand generation as well as in supply of the services is also necessary. Community or group participation mechanism may be employed to deliver the needed services. This is particularly important to ease the access problem. Greater access can also be ensured if community gets involved in the service need survey. Overall, the results of this study' s findings and policy recommendations (i.e., easing access problems through intervention on the demand and supply sides of welfare and non-welfare services, especially for IS participants living in slums) are good ingredients for poverty reduction and good governance for improvement of the quality of life of the urban poor, especially those who work in the informal sector and live in slum areas. This study departs from most IS studies in several respects. Firstly, it is an IS studies conducted at household level. Most IS studies are done at enterprise level. Secondly, it takes slum community as study area instead of taking a segmented approach (IS/FS) at the outset. Thirdly, services explored in this study are not basic services commonly studied but welfare and nonwelfare services. Inclusion of the service for moral and spiritual development is of great significance for Thailand in general and slum communities in particular because of rise of drug problem and other social vices. Fourthly, the findings of the survey for this study have shown that the sampled respondents from the slum areas in Bangkok, are mostly engaged in precarious or marginal IS activities (petty trade, variety of services and casual labour) and have poor socioeconomic conditions. The survey results therefore, confirm that urban poor, slums and IS are linked through the poor's work and living environment. Thus, the policy or programmes to minimize (if not entirely solve) one problem may have good effect upon the others. Solving problems of access to welfare and non-welfare services and, thus, raising living and working conditions of the poor in slum areas can be another policy option to alleviate urban poverty.
Year2001
Corresponding Series Added EntryAsian Institute of Technology. Dissertation ; no. HS-01-02
TypeDissertation
SchoolSchool of Environment, Resources, and Development (SERD)
DepartmentDepartment of Development and Sustainability (DDS)
Academic Program/FoSHuman Settlement (HS)
Chairperson(s)Amin, A.T.M. Nurul;
Examination Committee(s)Sheng, Yap Kioe ;Tang, John C.S. ;Sanyal, Bishwapriya;
Scholarship Donor(s)Government of Thailand Asian Institute of Technology ;
DegreeThesis (Ph.D.) - Asian Institute of Technology, 2001


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