1 AIT Asian Institute of Technology

Investigating irrigation systems' performance under two different governance systems in Pakistan

AuthorAhmad, Sajjad
Call NumberAIT Diss. no.NR-12-04
Subject(s)Irrigation--Pakistan

NoteA disse1iation submitted in pa1iial fulfillment of the requirements for the degree of Doctor of Philosophy in Natural Resources Management, School of Environment, Resources and Development
PublisherAsian Institute of Technology
Series StatementDissertation ; no. NR-12-04
AbstractPakistan has the largest contiguous supply-based irrigation system in the world, most notably in Punjab where arid conditions prevail. While sound management of irrigation is necessary for agricultural development, irrigation systems in Punjab have long shown low performance and efficiency. In order to improve irrigation systems' management and performances, in line with the global trend of Irrigation Management Transfer (IMT), the Government of Pakistan initiated governance refo1ms. This study investigated the performances in water supply and services at system level, and the performances and technical efficiency at the farming system's level. Two case study schemes under contrasted governance conditions were selected in Punjab Province, Pakistan. One is a Faimer-Managed Irrigation Scheme (FMIS, in Burala Canal Irrigation Scheme), and the other is a Government-Managed Irrigation Scheme (GMIS, in Upper Pakpattan Canal Irrigation Scheme). The Mapping System and Services for Canal Operation Techniques (MASSCOTE) approach was used to assess the itTigation scheme-level performances through rapid appraisal procedure, questionnaire survey and field observations. Frum survey, crop budgeting and techno-economic analysis were used to assess fa1ming systems perfmmances. Data Envelopment Analysis (DEA) was used for assessing the technical efficiency of faims. The CROPWAT model was used to assess the crops' irrigation water requirements. Volume of annual groundwater withdrawal was estimated by the number of irrigations with tube wells and time required for each irrigation under diverse cropping system at scheme level. Under the hypothesis that land size had a strong impact on farm performances and efficiency in Punjab, faims were classified as per landholding size for analysis. Organizational structures for irrigation management of FMIS and GMIS are properly established and have good institutional support and jurisdiction accordingly. However implementation of rules and enforcement systems points weaknesses in the governance systems of both irrigation schemes. Assessment of governance indicators show that FMIS is perfmming better than that of GMIS in terms of transparency level, monitoring of water resource, responsiveness and provision of respect and well treatment by authorities of water users' associations (WUAs), farmers organizations (FOs), and area water board (A WB). In average, farmers' organizations (FOs) are able to solve ~ 12 cases of water disputes and ~ 7 cases of water disputes annually. This study identifies and documents many weaknesses in the water supply system and elements towai·ds modernization and improved operation are suggested of both schemes in terms of canal operation, financial aspects, management units and infrastructure. Although most internal indicators related to water delivery services and canal operations are well below par in both systems, the overall performance of FMIS is better than that of GMIS. However, the sensitivity of offtake structures is higher in FMIS (with average 3.25 m· 1 and median 2.76 m1 ) than in GMIS (with·average 2 m· 1 and median 1.83 m" 1 ). As a results 0.1 m change in the water level in the r:nain canals leads to 32.5% vai'iation in the dischai·ge of secondary canals in FMIS arid 20.1 % in GMIS. Operational, management and maintenance (MOM) expenditures are 5 US$/ha in FMIS and 4 US$/ha in GMIS however, MOM expenditures are higher than the collected fees for irrigation service in both schemes. Cost recovery ratio is 0.33 in FMIS and 0.67 in GMIS. Revenue collection performance is 62% in FMIS and 85% in GMIS. Fee collection rate has been sharply declining over the years in FMIS, following IMT, with a standard deviation of 22.6% annually. Nevertheless, water delivery services have improved in FMIS in terms of reliability and equity from secondary 111 to tertiary canals and at farm level while GMIS shows more equitable service at main to secondary canals and more flexibility at secondary to tertiary canals and at tertiary to farms. In both schemes, a significant gap is observed between water supplies and actual ilTigation water requirements at fa1m level with multiple cropping systems. Access to groundwater allows farmers to match their needs, especially in GMIS; overall, canal i1Tigation only cannot sustain any intensification-diversification to improve incomes from crop production. Agricultural output is higher in GMIS (4,013 US$/ha) than that in FMIS with 2,271 US$/ha. Similarly, agricultural water supply per unit of water supply is higher in GMIS (0.357 US$/m3 ) than that in FMIS with 0.267 US$/m3 . The results at fa1m level reveal a strong positive correlation between faim size, crop diversification, cropping intensification, income; large farms perfo1m better in both schemes, while landholding size is larger in GMIS than in FMIS. In spite of its low profitability, wheat production remains a key strategic choice in both schemes; it is quite specialized, requires low amounts of inputs, especially inigation water, which is crucial in small farms with minimum direct access to groundwater due to minimum ownerships of tube wells and expensive ground water markets. Poor financial basis and lack of extension services contribute to hinder intensification in smaller farms. Conversely, maize and rice fit well in the diversification and intensification strategies leading to higher farm income per hectare, although only large farms grow these crops, especially in GMIS. Frum efficiency analysis does not show a clear effect of farm size on technical efficiency along the whole size range; yet, smaller farms systematically show poorer results in mobilizing production factors to generate income. Specific sources of inefficiency are identified: pesticide use in FMIS and land-renting in GMIS. Overall, productivity, intensification and farm size are closely interlinked in a general context of poor functioning of irrigation system and institutional reforms. The study concludes that collective action on canal management, implemented through IMT in FMIS, has not been conducive to key improvements; it cannot solve all pending, structural issues. Infrastructural and institutional issues, and farms' low capabilities (lack of tube wells, low capital, small size) and performances still prevail. Public intervention on, inter alia, institutional strength, land size, financial support, extension, and marketing are necessary in FMIS as well as in smaller fa1ms while modernization and service-oriented approaches should be implemented in both transferred and non-transfened irrigation schemes. Policy makers should also consider the access to and management issues of groundwater in the future strategies of IMT. A new sharing criteria and contribution model by both external and internal players has to be developed.
Year2012
Corresponding Series Added EntryAsian Institute of Technology. Dissertation ; no. NR-12-04
TypeDissertation
SchoolSchool of Environment, Resources, and Development (SERD)
DepartmentDepartment of Development and Sustainability (DDS)
Academic Program/FoSNatural Resources Management (NRM)
Chairperson(s)Perret, Sylvain Roger;
Examination Committee(s)Clemente, Roberto S. ;Shivakoti, Ganesh P. ;Routray, Jayant Kumar ;Kupe, Marcel
Scholarship Donor(s)Higher Education Commission (HEC), Pakistan - AIT Fellowship;
DegreeThesis (Ph. D.) - Asian Institute of Technology, 2012


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